SEBI Act 1992 and SEBI LODR 2015 | SPOM Set A Law Revision CA Final by Shubham Singhal
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2 سال پیش
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About the video:-
0:00 FAQ about Revision Videos
1:33 Introduction and Objectives of SEBI Act
2:02 Section 3 Establishment
2:13 Section 4 Constitution
3:04 Section 5 Terms of office and other conditions
3:55 Section 6 Removal of members
4:30 Section 7 meetings
4:36 Section 7A Members not to participate in the meeting in certain cases
4:55 Section 8 Vacancies not to invalidate proceedings
5:02 Section 11 Powers and Function of SEBI
7:44 Section 11(4) Powers of SEBI during Inspection or Inquiry
10:07 Section 11(5) Disgorged Funds
10:37 Section 11A Regulation or prohibition of issue of prospectus, etc.
11:03 Section 11B Power to issue directions & levy penalty
11:26 Section 11C Power of SEBI to order investigation
15:51 Section 11D Cease and Desist proceedings
16:37 Section 11AA Collective and Investment scheme
18:58 Section 12 Registration Certificate
20:03 Section 12A Prohibition of Manipulative and deceptive device, insider trading and substantial acquisition of securities or control
21:33 Section 13 and 14 Grants by the CG and Fund
22:03 Section 15 Accounts and Audit
22:36 Section 15A to 15HB Penalties
30:45 Section 15I Power to Adjudicate
33:10 Section 15J Factors to be taken into account while deciding Quantum of Penalty
33:56 Section 15JA
34:06 Section 15JB Settlement of Administrative and Civil Proceedings
35:17 Section 15K, 15L, 15M, and 15N Establishment, Composition, Qualification of SAT, and Tenure
37:20 Section 15MC Validity of Appointment
38:12 Section 15O Salary
38:13 Section 15P Vacancies in the office of members
38:54 Section 15Q Resignation and Removal
40:36 Section 15T Appeals to SAT
42:32 Section 16 Power of CG to issue direction
42:40 Section 17 Power of CG to supersede board
44:43 Section 18 Returns and Reports
45:03 Section 23 Protection for act done in Good Faith
45:23 Section 24 Offences
46:03 Section 24B Power to Grant Immunity
47:27 Section 24A Composition of certain Offences
47:32 Section 26A Establishment of Special Court
47:50 section 26B Offence triable by SPC
47:59 Section 26C Appeal
48:10 Section 28A Recovery of Amount
51:10 Section 28B
53:35 SEBI (LODR), 2015- Objectives
55:34 Regulation 17 Board of directors
1:00:31 Regulation 17A Maximum number of directorships-applicable only to listed companies
1:01:18 Regulation 18 Audit Committee
1:01:26 Regulation 24 Corporate Governance
1:05:37 Regulation 26 Restriction on number of Memberships
1:06:32 Various disclosures
1:08:00 Types of committee
1:08:14 Audit Committee
1:10:06 Nomination and Remuneration Committee
1:11:37 Stakeholder Relationship Committee
1:12:04 Risk Management Committee
1:14:00 Quarterly Compliances
1:20:05 Annual Compliances
1:21:00 Role of Compliance Officer
1:21:50 Disclosure Requirements
https://shubhamsinghal.com/
Connect with me here:
Linkedin - LinkedIn: shubham-singhal-870724147
Instagram - https://instagram.com/your_cabuddy?ig...
Telegram For Final - https://t.me/the_ranker_way
Telegram For Inter - https://t.me/therankerwayinter
About the video:-
0:00 FAQ about Revision Videos
1:33 Introduction and Objectives of SEBI Act
2:02 Section 3 Establishment
2:13 Section 4 Constitution
3:04 Section 5 Terms of office and other conditions
3:55 Section 6 Removal of members
4:30 Section 7 meetings
4:36 Section 7A Members not to participate in the meeting in certain cases
4:55 Section 8 Vacancies not to invalidate proceedings
5:02 Section 11 Powers and Function of SEBI
7:44 Section 11(4) Powers of SEBI during Inspection or Inquiry
10:07 Section 11(5) Disgorged Funds
10:37 Section 11A Regulation or prohibition of issue of prospectus, etc.
11:03 Section 11B Power to issue directions & levy penalty
11:26 Section 11C Power of SEBI to order investigation
15:51 Section 11D Cease and Desist proceedings
16:37 Section 11AA Collective and Investment scheme
18:58 Section 12 Registration Certificate
20:03 Section 12A Prohibition of Manipulative and deceptive device, insider trading and substantial acquisition of securities or control
21:33 Section 13 and 14 Grants by the CG and Fund
22:03 Section 15 Accounts and Audit
22:36 Section 15A to 15HB Penalties
30:45 Section 15I Power to Adjudicate
33:10 Section 15J Factors to be taken into account while deciding Quantum of Penalty
33:56 Section 15JA
34:06 Section 15JB Settlement of Administrative and Civil Proceedings
35:17 Section 15K, 15L, 15M, and 15N Establishment, Composition, Qualification of SAT, and Tenure
37:20 Section 15MC Validity of Appointment
38:12 Section 15O Salary
38:13 Section 15P Vacancies in the office of members
38:54 Section 15Q Resignation and Removal
40:36 Section 15T Appeals to SAT
42:32 Section 16 Power of CG to issue direction
42:40 Section 17 Power of CG to supersede board
44:43 Section 18 Returns and Reports
45:03 Section 23 Protection for act done in Good Faith
45:23 Section 24 Offences
46:03 Section 24B Power to Grant Immunity
47:27 Section 24A Composition of certain Offences
47:32 Section 26A Establishment of Special Court
47:50 section 26B Offence triable by SPC
47:59 Section 26C Appeal
48:10 Section 28A Recovery of Amount
51:10 Section 28B
53:35 SEBI (LODR), 2015- Objectives
55:34 Regulation 17 Board of directors
1:00:31 Regulation 17A Maximum number of directorships-applicable only to listed companies
1:01:18 Regulation 18 Audit Committee
1:01:26 Regulation 24 Corporate Governance
1:05:37 Regulation 26 Restriction on number of Memberships
1:06:32 Various disclosures
1:08:00 Types of committee
1:08:14 Audit Committee
1:10:06 Nomination and Remuneration Committee
1:11:37 Stakeholder Relationship Committee
1:12:04 Risk Management Committee
1:14:00 Quarterly Compliances
1:20:05 Annual Compliances
1:21:00 Role of Compliance Officer
1:21:50 Disclosure Requirements
2 سال پیش
در تاریخ 1401/05/26 منتشر شده
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